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.\" $OpenBSD: ipsec.4,v 1.60 2005/04/15 23:21:20 jmc Exp $
.\"
.\" Copyright 1997 Niels Provos <provos@physnet.uni-hamburg.de>
.\" All rights reserved.
.\"
.\" Redistribution and use in source and binary forms, with or without
.\" modification, are permitted provided that the following conditions
.\" are met:
.\" 1. Redistributions of source code must retain the above copyright
.\"    notice, this list of conditions and the following disclaimer.
.\" 2. Redistributions in binary form must reproduce the above copyright
.\"    notice, this list of conditions and the following disclaimer in the
.\"    documentation and/or other materials provided with the distribution.
.\" 3. All advertising materials mentioning features or use of this software
.\"    must display the following acknowledgement:
.\"      This product includes software developed by Niels Provos.
.\" 4. The name of the author may not be used to endorse or promote products
.\"    derived from this software without specific prior written permission.
.\"
.\" THIS SOFTWARE IS PROVIDED BY THE AUTHOR ``AS IS'' AND ANY EXPRESS OR
.\" IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES
.\" OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE ARE DISCLAIMED.
.\" IN NO EVENT SHALL THE AUTHOR BE LIABLE FOR ANY DIRECT, INDIRECT,
.\" INCIDENTAL, SPECIAL, EXEMPLARY, OR CONSEQUENTIAL DAMAGES (INCLUDING, BUT
.\" NOT LIMITED TO, PROCUREMENT OF SUBSTITUTE GOODS OR SERVICES; LOSS OF USE,
.\" DATA, OR PROFITS; OR BUSINESS INTERRUPTION) HOWEVER CAUSED AND ON ANY
.\" THEORY OF LIABILITY, WHETHER IN CONTRACT, STRICT LIABILITY, OR TORT
.\" (INCLUDING NEGLIGENCE OR OTHERWISE) ARISING IN ANY WAY OUT OF THE USE OF
.\" THIS SOFTWARE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGE.
.\"
.\" Manual page, using -mandoc macros
.\"
.Dd September 5, 1997
.Dt IPSEC 4
.Os
.Sh NAME
.Nm ipsec
.Nd IP Security Protocol
.Sh NOTE
.Tn IPsec
may be enabled or disabled using the following
.Xr sysctl 3
variables in
.Pa /etc/sysctl.conf .
By default, both protocols are enabled:
.Pp
.Bl -tag -width "net.inet.esp.enableXX" -offset indent -compact
.It net.inet.esp.enable
Enable the ESP IPsec protocol
.It net.inet.ah.enable
Enable the AH IPsec protocol
.El
.Sh DESCRIPTION
IPsec is a pair of protocols,
Encapsulating Security Payload (ESP)
and Authentication Header (AH),
which provide security services for IP datagrams.
.Pp
The original Internet Protocol, IPv4,
does not inherently provide any
protection to transferred data.
Furthermore, it does not even guarantee that the sender is who he
claims to be.
IPsec tries to remedy this by providing the required security services for
IP datagrams.
There are four main security properties provided by IPsec:
.Bl -inset -offset indent
.It Confidentiality
\- Ensure it is hard for anyone but the
receiver to understand what data has been communicated.
For example, ensuring the secrecy of passwords when logging
into a remote machine over the Internet.
.It Integrity
\- Guarantee that the data does not get changed
in transit.
If you are on a line carrying invoicing data you
probably want to know that the amounts and account numbers
are correct and have not been modified by a third party.
.It Authenticity
\- Sign your data so that others can see that it
is really you that sent it.
It is clearly nice to know that documents are not forged.
.It Replay protection
\- We need ways to ensure a datagram is processed only once, regardless
of how many times it is received.
That is, it should not be possible for an attacker
to record a transaction (such as a bank account withdrawal), and then
by replaying it verbatim cause the peer to think a new message
(withdrawal request) had been received.
WARNING: as per the standard's specification, replay protection is not
performed when using manual-keyed IPsec (e.g., when using
.Xr ipsecadm 8 ) .
.El
.Ss IPsec Protocols
IPsec provides these services using two new protocols:
Authentication Header (AH), and
Encapsulating Security Payload (ESP).
.Pp
ESP can provide the properties authentication, integrity, replay protection,
and confidentiality of the data
(it secures everything in the packet that follows the IP header).
Replay protection requires authentication and
integrity (these two always go together).
Confidentiality (encryption) can be used with or without
authentication/integrity.
Similarly, one could use authentication/integrity with or without
confidentiality.
.Pp
AH provides authentication, integrity, and replay protection
(but not confidentiality).
The main difference between the authentication features of
AH and ESP is that AH also authenticates portions of the IP
header of the packet
(such as the source/destination addresses).
ESP authenticates only the packet payload.
.Pp
A third protocol is available which is highly relevant to IPsec: IPComp.
IPComp is a protocol used to reduce the size of IP datagrams
(i.e. it provides compression).
See
.Xr ipcomp 4
for further information.
.Ss Security Associations (SAs)
These protocols require certain parameters for each connection, describing
exactly how the desired protection will be achieved.
These parameters are collected in an entity called a security association,
or SA for short.
Typical SA parameters include encryption algorithm, hash algorithm,
encryption key, and authentication key, to name a few.
When two peers have established matching SAs
(one at each end),
packets protected with one end's SA may be verified and/or decrypted
using the information in the other end's SA.
The only issue remaining is to ensure that both ends have matching SAs.
This may be done manually, or automatically using a key management daemon.
.Pp
Further information on manual SA establishment is described in
.Xr ipsecadm 8 .
Information on automated key management may be found in
.Xr isakmpd 8 .
.Ss Authentication Header (AH)
AH works by computing a value that depends on all of the payload
data, some of the IP header data, and a certain secret value
(the authentication key).
This value is then sent with the rest of each packet.
The receiver performs the same computation, and if the value matches,
he knows no one tampered with the data (integrity), the address information
(authenticity) or a sequence number (replay protection).
He knows this because the secret authentication key makes sure no
active attacker (man-in-the-middle) can recompute the correct value after
altering the packet.
The algorithms used to compute these values are called hash algorithms and are
parameters in the SA, just like the authentication key.
.Ss Encapsulating Security Payload (ESP)
ESP optionally does almost everything that AH does
except that it does not protect the outer IP
header but furthermore it encrypts the payload data with an encryption
algorithm using a secret encryption key.
Only the ones knowing this key can decrypt the data, thus providing
confidentiality.
Both the algorithm and the encryption key are parameters of the SA.
.Ss Security Parameter Indexes (SPIs)
In order to identify an SA we need to have a unique name for it.
This name is a triplet, consisting of the destination address, security
parameter index (aka SPI) and the security protocol (ESP or AH).
Since the destination address is part of the name, an SA is necessarily a
unidirectional construct.
For a bidirectional communication channel, two SAs are required, one
outgoing and one incoming, where the destination address is our local
IP address.
The SPI is just a number that helps us make the name unique;
it can be arbitrarily chosen in the range 0x100 \- 0xffffffff.
The security protocol number should be 50 for ESP and 51 for AH,
as these are the protocol numbers assigned by IANA.
.Ss Modes of Operation
IPsec can operate in two modes, either tunnel or transport mode.
In transport mode the ordinary IP
header is used to deliver the packets to their endpoint;
in tunnel mode the ordinary IP
header just tells us the address of a security gateway
which knows how to verify/decrypt the payload and forward the
packet to a destination given by another IP
header contained in the protected payload.
Tunnel mode can be used for establishing virtual private networks (VPNs),
where parts of the networks can be spread out over an
unsafe public network, but security gateways at each subnet are responsible
for encrypting and decrypting the data passing over the public net.
An SA will contain information specifying
whether it is a tunnel or transport mode SA,
and for tunnels it will contain values to fill in into the outer IP header.
.Ss Lifetimes
The SA also holds a couple of other parameters, especially useful for
automatic keying, called lifetimes, which puts a limit on how much we can
use an SA for protecting our data.
These limits can be in wall-clock time or in volume of our data.
.Ss IPsec Examples
To better illustrate how IPsec works, consider a typical TCP packet:
.Pp
.Dl [IP header] [TCP header] [data...]
.Pp
If we apply ESP in transport mode to the above packet, we will get:
.Pp
.Dl [IP header] [ESP header] [TCP header] [data...]
.Pp
Everything after the ESP
header is protected by whatever services of ESP we are using
(authentication/integrity, replay protection, confidentiality).
This means the IP header itself is not protected.
.Pp
If we apply ESP in tunnel mode to the original packet, we would get:
.Pp
.Dl [IP header] [ESP header] [IP header] [TCP header] [data...]
.Pp
Again, everything after the ESP header is cryptographically protected.
Notice the insertion of an IP header between the ESP and TCP header.
This mode of operation allows us to hide who the true
source and destination addresses of a packet are
(since the protected and the unprotected IP
headers don't have to be exactly the same).
A typical application of this is in Virtual Private Networks (or VPNs),
where two firewalls use IPsec
to secure the traffic of all the hosts behind them.
For example:
.Bd -literal -offset indent
Net A <----> Firewall 1 <--- Internet ---> Firewall 2 <----> Net B
.Ed
.Pp
Firewall 1 and Firewall 2 can protect all communications between Net A
and Net B by using IPsec in tunnel mode, as illustrated above.
.Pp
This implementation makes use of a virtual interface,
.Nm enc0 ,
which can be used in packet filters to specify those packets that have
been or will be processed by IPsec.
.Pp
NAT can also be applied to
.Nm enc#
interfaces, but special care should be taken because of the interactions
between NAT and the IPsec flow matching, especially on the packet output path.
Inside the TCP/IP stack, packets go through the following stages:
.Bd -literal -offset indent
UL/R -> [X] -> PF/NAT(enc0) -> IPsec -> PF/NAT(IF) -> IF
UL/R <-------- PF/NAT(enc0) <- IPsec -> PF/NAT(IF) <- IF
.Ed
.Pp
With IF being the real interface and UL/R the Upper Layer or Routing code.
The [X]
stage on the output path represents the point where the packet
is matched against the IPsec flow database (SPD) to determine if and how
the packet has to be IPsec-processed.
If, at this point, it is determined that the packet should be IPsec-processed,
it is processed by the PF/NAT code.
Unless PF drops the packet, it will then be IPsec-processed, even if the
packet has been modified by NAT.
.Pp
Security Associations can be set up manually with the
.Xr ipsecadm 8
utility or automatically with the
.Xr isakmpd 8
key management daemon.
.Ss API Details
The following IP-level
.Xr setsockopt 2
and
.Xr getsockopt 2
options are specific to
.Nm ipsec .
A socket can specify security levels for three different categories:
.Bl -tag -width IP_ESP_NETWORK_LEVEL -offset 2n
.It IP_AUTH_LEVEL
Specifies the use of authentication for packets sent or received by the
socket.
.It IP_ESP_TRANS_LEVEL
Specifies the use of encryption in transport mode for packets sent or
received by the socket.
.It IP_ESP_NETWORK_LEVEL
Specifies the use of encryption in tunnel mode.
.El
.Pp
For each of the categories there are five possible levels which
specify the security policy to use in that category:
.Bl -tag -width IPSEC_LEVEL_REQUIRE -offset 2n
.It IPSEC_LEVEL_BYPASS
Bypass the default system security policy.
This option can only be used by privileged processes.
This level is necessary for the key management daemon,
.Xr isakmpd 8 .
.It IPSEC_LEVEL_AVAIL
If a Security Association is available it will be used for sending packets
by that socket.
.It IPSEC_LEVEL_USE
Use IP Security for sending packets but still accept packets which are not
secured.
.It IPSEC_LEVEL_REQUIRE
Use IP Security for sending packets and also require IP Security for
received data.
.It IPSEC_LEVEL_UNIQUE
The outbound Security Association will only be used by this socket.
.El
.Pp
When a new socket is created, it is assigned the default system security
level in each category.
These levels can be queried with
.Xr getsockopt 2 .
Only a privileged process can lower the security level with a
.Xr setsockopt 2
call.
.Pp
For example, a server process might want to accept only authenticated
connections to prevent session hijacking.
It would issue the following
.Xr setsockopt 2
call:
.Bd -literal -offset 4n
int level = IPSEC_LEVEL_REQUIRE;
error = setsockopt(s, IPPROTO_IP, IP_AUTH_LEVEL, &level, sizeof(int));
.Ed
.Pp
The system does guarantee that it will succeed at establishing the
required security associations.
In any case a properly configured key management daemon is required which
listens to messages from the kernel.
.Pp
A list of all security associations in the kernel tables can be
obtained via the kernfs file
.Aq Pa ipsec ,
typically in
.Aq Pa /kern/ipsec .
.Ss Additional Sysctl Variables
A number of
.Xr sysctl 8
variables are relevant to
.Nm .
These are generally
.Va net.inet.ah.* ,
.Va net.inet.esp.* ,
.Va net.inet.ip.forwarding ,
.Va net.inet6.ip6.forwarding ,
and
.Va net.inet.ip.ipsec-* .
Full explanations can be found in
.Xr sysctl 3 ,
and variables can be set using the
.Xr sysctl 8
interface.
.Sh DIAGNOSTICS
A socket operation may fail with one of the following errors returned:
.Bl -tag -width [EINVAL]
.It Bq Er EACCES
An attempt was made to lower the security level below the system default
by a non-privileged process.
.It Bq Er EINVAL
The length of option field did not match or an unknown security level
was given.
.El
.Pp
.Xr netstat 1
can be used to obtain some statistics about AH and ESP usage, using the
.Fl p
flag.
Using the
.Fl r
flag,
.Xr netstat 1
displays information about IPsec flows.
.Pp
.Xr vmstat 8
displays information about memory use by IPsec with the
.Fl m
flag (look for ``tdb'' and ``xform'' allocations).
.Sh SEE ALSO
.Xr sysctl 3 ,
.Xr enc 4 ,
.Xr icmp 4 ,
.Xr inet 4 ,
.Xr ip 4 ,
.Xr ipcomp 4 ,
.Xr netintro 4 ,
.Xr tcp 4 ,
.Xr udp 4 ,
.Xr ipsecadm 8 ,
.Xr isakmpd 8 ,
.Xr sysctl 8 ,
.Xr vpn 8
.Sh HISTORY
The IPsec protocol design process was started in 1992 by
John Ioannidis, Phil Karn, and William Allen Simpson.
In 1995, the former wrote an implementation for
.Bsx .
Angelos D. Keromytis ported it to
.Ox
and
.Nx .
The latest transforms and new features were
implemented by Angelos D. Keromytis and Niels Provos.
.Sh ACKNOWLEDGMENTS
The authors of the IPsec code proper are
John Ioannidis, Angelos D. Keromytis, and Niels Provos.
.Pp
Niklas Hallqvist and Niels Provos are the authors of
.Xr isakmpd 8 .
.Pp
Eric Young's libdeslite was used in this implementation for the
DES algorithm.
.Pp
Steve Reid's SHA-1 code was also used.
.Pp
The
.Xr setsockopt 2 Ns / Ns Xr getsockopt 2
interface follows somewhat loosely the
draft-mcdonald-simple-ipsec-api
(since expired, but still available from
.Pa ftp://ftp.kame.net/pub/internet-drafts/ ) .
.Sh BUGS
There's a lot more to be said on this subject.
This is just a beginning.
At the moment the socket options are not fully implemented.